| All Accounts | |
|---|---|
| Service | Fee |
| Return Mail Fee | $5 per item |
| Stale Dated 180 Days Void Check Fee for Un-cashed Check | $50.00 |
| Equities Accounts | |
|---|---|
| Service | Fee |
| Clearing and Carrying | Negotiated†† |
| T-Bills | $50 |
| Fixed Income Trades (including T-Notes and Bonds) | $14.95 + $5 per Bond or Note |
| Hardcopy Statement/Confirmation Postage & Handling Fee | $5 per page |
| Transfer and Ship (Physical Certificate) | $500 per certificate + overnight fee |
| Physical Certificate Deposit | $500 per certificate |
| DWAC Transactions | $150 per settled transaction |
| DRS Transfers (Book Entry Held at the Agent) | $25 per issue (incoming or outgoing) |
| DRS Transfer Reject | $100 |
| DTC Free Receive or Deliver | $25 per issue |
| Receiving Wires | $0 |
| Sending Wires – Equities Account | $25 |
| Sending Wires – International Account | $35 |
| Outgoing Account Transfer | $125 |
| Overnight Delivery | $25 |
| International Overnight Delivery | $45 |
| Restricted Security Processing Fee | $500 per issue |
| Returned Check | $25 |
| Returned ACH | $25 |
| Legal Transfers | $50 per issue |
| Options Exercise/Assignment | $14.95 |
| Early Assignment/Early Exercises | $1.50 per contract ($5.95 min) |
| Voluntary Tenders | $50 |
| Voluntary Unit Conversion | $50 |
| Mandatory Corporate Actions | $30 |
| Maturities, Redemptions, Calls | $20 |
| Margin/Risk Liquidation | $75 |
| Broker Assisted Trade | $25 |
| Mutual Funds Trade | $14.95 per transaction |
| Option Liquidation | $75 |
| Limited Partnership/Non-Standard Asset Re-registration Fee | $150 per issue |
| Limited Partnership/Non-Standard Asset Custody Fee | $100 per issue |
| Stop Payment Fee | $25 |
| Short Debit Fees | Fees Vary |
| Non-transferable and/or Worthless Security | $25 per CUSIP per year |
| Inactivity Fee | $10 per month (FREE if account meets minimum activity) |
| Account Service Fee | FREE for TS SELECT Pricing Plans, and per-trade plans (funded on or after 3/3/2017).* |
††Contact an Institutional Relationship Manager at 0800 2427 8190 for more information on these services and applicable fees.
| Futures Accounts | |
|---|---|
| Service | Fee |
| T-Bills | $50 |
| Hardcopy Per-Trade Confirmation Postage & Handling Fee | $5 per copy |
| External Transfer | $25 |
| Receiving Wires | $0 |
| Sending Wires from a Futures Account | $25 |
| Sending Wires from an International Futures Account | $35 |
| Deliveries | $150 per contract + any applicable delivery costs and exchange fees |
| Futures Returned Check | $25 |
| Returned ACH | $25 |
| Delivery Liquidation | $75 |
| Margin/Risk Liquidation | $75 |
| Broker Assisted Trade | $25 |
| Exercise/Assignment/Expiration | $1.50 per contract + any applicable exchange and regulatory fees. |
| Inactivity Fee | $10 per month (FREE if account meets minimum activity) |
| Account Service Fee | FREE for TS SELECT Pricing Plans, and per-trade plans (funded on or after 3/3/2017).* |
| TradeStation IRA | |
|---|---|
| IRA Administration Fees | |
| Equities | |
| Administration Fee | $35 per year |
| Account Termination Fee | $50 |
| Futures IRA | See Fee Schedule With Futures IRA Application |
TradeStation Platform Software
(Access to, and use of, TradeStation Platform features and functions are provided at no additional fee to brokerage customers. However, as noted below, under certain commission plans, fees may be charged unless minimum account activity thresholds are met. These are, therefore, if they apply, inactivity fees and should not be considered fees for software access or use.)
| TradeStation Platform Features | With TS GO, TS SELECT, $5 Per-Trade Equities or $1.50 Single-Tier Futures Brokerage Account | Without Brokerage Account** |
|---|---|---|
| TradeStation platform (base version)* | FREE | $99.99 / month $199.99 for professionals |
| RadarScreen®– Real-time market monitoring tool | FREE | FREE |
| Portfolio Maestro® – Portfolio-level strategy back-testing tool | FREE | $59.95 / month |
| OptionStation® Pro – Options analysis platform | FREE | FREE |
| Subscribe Now | ||
*Brokerage Accounts on other Equities or Futures Commission Plans will pay a $149.95/month minimum activity account service fee. Per-share, per-trade (funded prior to 3/3/17) or unbundled equity accounts and multi-tier futures accounts qualify for a monthly Account Service Fee waiver when prior month’s activity includes: 10 round-turn futures and/or futures options contracts OR 50 options contracts traded OR 5,000 shares traded OR $100,000 account balance.
**The TradeStation analysis software platform, which can be used solely for charting and analysis, including back-testing of investment strategies, is offered by our affiliate, TradeStation Technologies, Inc., a software technology company.
| Market Data | |
|---|---|
| For complete details including optional market data products available and professional subscriber fees click here. | |
ID4723791 D0825 P9685480841
Accounts qualify for a monthly inactivity fee waiver when the following criteria are met: $5,000 average end-of-month equity balance OR at least ten (10) trades placed during the previous 90-day period.